Title 6 SALARIES*
Chapter 6.127 LOS ANGELES COUNTY EMPLOYEES RETIREMENT ASSOCIATION
6.127.010 Positions.
6.127.020 Retirement Administrator.
6.127.030 Additional information.
6.127.040 LACERA Tier I and Tier II Management Appraisal and Performance Plan.
6.127.010 Positions.
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ITEM NO.
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NO. OF ORDINANCE POSITIONS
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TITLE
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0411A
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1
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ACCOUNT CLERK I,LACERA
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0412A
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1
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ACCOUNT CLERK II,LACERA
|
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0415A
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13
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ACCOUNTANT,LACERA
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|
0417A
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1
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ACCOUNTING OFFICER I,LACERA
|
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0418A
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1
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ACCOUNTING OFFICER II,LACERA
|
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0413A
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7
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ACCOUNTING TECHNICIAN I,LACERA
|
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0414A
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1
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ACCOUNTING TECHNICIAN II,LACERA
|
|
0419A
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1
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ADMIN SERVICES ANALYST I,LACERA
|
|
0420A
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3
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ADMIN SERVICES ANALYST II,LACERA
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0421A
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6
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ADMIN SERVICES ANALYST III,LACERA
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0410A
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3
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ADMIN SERVICES OFFICER,LACERA
|
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0766A
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1
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ASST CHIEF,INTERNAL AUDIT,LACERA
|
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0456A
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2
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ASST DATA SYSTEMS ANALYST,LACERA
|
|
0437A
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1
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ASST DIRECTOR,HUMAN RESOURCES,LACERA
|
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0771A
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12
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ASSISTANT DIVISION MANAGER,LACERA
|
|
0778
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2
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ASSISTANT EXECUTIVE OFFICER, LACERA
|
|
0781
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2
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ASSISTANT INFORMATION SYSTEMS MANAGER, LACERA
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9203A
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2
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ASSOCIATE STAFF COUNSEL,LACERA
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0794
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1
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CHIEF, COMMUNICATIONS, LACERA
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9215A
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1
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CHF COUNSEL,DISAB LITIGATION,LACERA
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9216A
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1
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CHIEF COUNSEL,LACERA
|
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0776L
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1
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CHIEF EXECUTIVE OFFICER,LACERA
|
|
0774A
|
1
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CHIEF,INTERNAL AUDIT,LACERA
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|
0493A
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1
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CHIEF,INVESTMENT OFFICER,LACERA
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0428A
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1
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CLERK,LACERA
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0777A
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1
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CONTRACT ANALYST,LACERA
|
|
0779
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1
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CREATIVE COORDINATOR, LACERA
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0457A
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5
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DATA SYSTEMS ANALYST I,LACERA
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0458A
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16
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DATA SYSTEMS ANALYST II,LACERA
|
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0469A
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8
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DATA SYSTEMS COORDINATOR,LACERA
|
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0459A
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1
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DATA SYSTEMS SUPERVISOR I,LACERA
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0460A
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4
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DATA SYSTEMS SUPERVISOR II,LACERA
|
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0425A
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1
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DIRECTOR,HUMAN RESOURCES,LACERA
|
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0793
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1
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DIRECTOR, RETIREE HEALTH CARE, LACERA
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1648A
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2
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DISABILITY RETIREMENT SPECIALIST
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1643A
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3
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DISABILITY RETIREMENT SPEC SUPVR
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0790
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1
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DISABILITY RETIREMENT SUPPORT SPECIALIST I, LACERA
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0791
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1
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DISABILITY RETIREMENT SUPPORT SPECIALIST II, LACERA
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0773A
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7
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DIVISION MANAGER,LACERA
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0471A
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5
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DOCUMENT PROCESSING ASSISTANT,LACERA
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0472A
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2
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DOCUMENT PROCESSING COORDINATOR,LACERA
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0453A
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1
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EDP PRIN PROGRAMMER ANALYST,LACERA
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0451A
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1
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EDP PROGRAMMER ANALYST,LACERA
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0452A
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1
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EDP SR PROGRAMMER ANALYST,LACERA
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0442A
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1
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EXECUTIVE SECRETARY,LACERA
|
|
0767A
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6
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FINANCE ANALYST I,LACERA
|
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0768A
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5
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FINANCE ANALYST II,LACERA
|
|
0769A
|
5
|
FINANCE ANALYST III,LACERA
|
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7956A
|
2
|
GRAPHIC ARTIST,LACERA
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0434A
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2
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HUMAN RESOURCES ANALYST,LACERA
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|
0783
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1
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INFORMATION SYSTEMS MANAGER, LACERA
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0782
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1
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INFORMATION SYSTEMS MANAGER I, LACERA
|
|
0429A
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6
|
INTERMEDIATE CLERK,LACERA
|
|
0429F
|
1
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INTERMEDIATE CLERK,LACERA
|
|
0443A
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1
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INTERMEDIATE STENOGRAPHER,LACERA
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0432A
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1
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INTERMEDIATE SUPVG CLERK,LACERA
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0445A
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3
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INTERMEDIATE TYPIST-CLERK,LACERA
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0765A
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6
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INTERNAL AUDITOR,LACERA
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0764
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2
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INTERNAL AUDITOR, LACERA
|
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9235A
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2
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LEGAL ANALYST,LACERA
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0795
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1
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LEGISLATIVE AFFAIRS OFFICER, LACERA
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0440A
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5
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MANAGEMENT SECRETARY,LACERA
|
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0789
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2
|
MEDIA ARTIST, LACERA
|
|
9386
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9
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MEMBER,BOARD OF INVESTMENTS
|
|
9394
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10
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MEMBER,BOARD OF RETIREMENT
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0461A
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2
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MESSENGER DRIVER,LACERA
|
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0433A
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1
|
PAYROLL CLERK I,LACERA
|
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0500A
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1
|
PORTFOLIO MANAGER
|
|
0762
|
2
|
PRINCIPAL INTERNAL AUDITOR, LACERA
|
|
0495A
|
4
|
PRINCIPAL INVESTMENT OFFICER,LACERA
|
|
0467A
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4
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PROCUREMENT AND SUPPLY CLERK,LACERA
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|
0463A
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1
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PROCUREMENT ASSISTANT I,LACERA
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0464A
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1
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PROCUREMENT ASSISTANT II,LACERA
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2600A
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2
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PROGRAMMING SYSTEMS SPEC,LACERA
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0465A
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1
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PUBLIC INFORMATION OFFICER,LACERA
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0466A
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1
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RECEPTIONIST,LACERA
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1309A
|
8
|
RETIREMENT BENEFITS SPECIALIST I
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1310A
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40
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RETIREMENT BENEFITS SPECIALIST II
|
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1311A
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62
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RETIREMENT BENEFITS SPECIALIST III
|
|
2644A
|
2
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RETIREMENT SYSTEMS SPECIALIST
|
|
0761A
|
1
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RISK MANAGEMENT SPECIALIST,LACERA
|
|
0438A
|
10
|
SECRETARY,LACERA
|
|
0772
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6
|
SECTION HEAD, LACERA
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0416A
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4
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SENIOR ACCOUNTANT,LACERA
|
|
0430A
|
3
|
SENIOR CLERK,LACERA
|
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1632A
|
9
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SENIOR DISABILITY RETIREMENT SPEC
|
|
0436A
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3
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SENIOR HUMAN RESOURCES ANALYST,LACERA
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|
0435A
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1
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SENIOR HUMAN RESOURCES ASST,LACERA
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0763
|
4
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SENIOR INTERNAL AUDITOR, LACERA
|
|
0492A
|
4
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SENIOR INVESTMENT OFFICER,LACERA
|
|
0441A
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8
|
SENIOR MANAGEMENT SECRETARY,LACERA
|
|
0468A
|
1
|
SR PROCUREMENT AND SUPPLY CLERK,LACERA
|
|
1312A
|
11
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SENIOR RETIREMENT BENEFITS SPEC
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|
0439A
|
10
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SENIOR SECRETARY,LACERA
|
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9213A
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5
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SENIOR STAFF COUNSEL,LACERA
|
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0455A
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1
|
SENIOR SYSTEMS AID,LACERA
|
|
0446A
|
6
|
SENIOR TYPIST-CLERK,LACERA
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|
0784
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1
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SENIOR WRITER, LACERA
|
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0775A
|
2
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SPECIAL ASSISTANT,LACERA
|
|
0426A
|
4
|
STAFF ASSISTANT I,LACERA
|
|
0427A
|
4
|
STAFF ASSISTANT II,LACERA
|
|
9212A
|
3
|
STAFF COUNSEL,LACERA
|
|
0450F
|
2
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STUDENT PROFESSIONAL WORKER,LACERA
|
|
0422A
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1
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SUPVG ADMINISTRATIVE ASST I,LACERA
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0423A
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1
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SUPVG ADMINISTRATIVE ASST II,LACERA
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|
0424A
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1
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SUPVG ADMIN ASSISTANT III,LACERA
|
|
0431A
|
1
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SUPERVISING CLERK,LACERA
|
|
0449A
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1
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SUPERVISING WORD PROCESSOR,LACERA
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|
0462A
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1
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SUPVR,MAIL & DELIVERY SERV,LACERA
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0454A
|
1
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SYSTEMS AID,LACERA
|
|
1886A
|
1
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TRAINING COORDINATOR,LACERA
|
|
0444A
|
1
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TYPIST-CLERK,LACERA
|
|
0788
|
1
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WEB DESIGNER, LACERA
|
|
0787
|
1
|
WEB SUPPORT TECHNICIAN, LACERA
|
|
0447A
|
1
|
WORD PROCESSOR I,LACERA
|
|
0448A
|
5
|
WORD PROCESSOR II,LACERA
|
|
0785
|
1
|
WRITER I, LACERA
|
|
0786
|
3
|
WRITER II, LACERA
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(Ord. 2009-0013 § 8, 2009; Ord. 2008-0017 § 2, 2008; Ord.
2007-0095 § 3, 2007; Ord. 2006-0053 § 2 (part), 2006.)
6.127.020 Retirement Administrator.
A. The person appointed by the Boards of Retirement and Investments to act
as retirement administrator, pursuant to Government Code Section 31522.2, shall
be known as Chief Executive Officer, LACERA, and shall be paid in the same
manner and receive the same benefits as a county officer on an item designated
as "L" pursuant to the provisions of subsection B of Section 6.28.020 and shall
be compensated as determined by the Boards of Retirement and Investments. (Ord.
2009-0013 § 9, 2009; Ord. 2006-0053 § 2 (part), 2006.)
6.127.030 Additional information.
A. Step Pay Plan. Notwithstanding Section 6.08.010, by specific action,
any person designated to act as Retirement Administrator pursuant to Section
6.127.020 of this code may approve step placement of an employee of the Los
Angeles County Employees Retirement Association at any step within the salary
range for the position which he or she holds, provided that placements made
pursuant to this section are reported to the boards of retirement and
investments on a periodic basis. The succeeding step advancement in such a case
will be made thereafter on a yearly basis unless an exception is specifically
authorized by the retirement administrator.
B. Retirement
Administrator.
1. Compensation and Benefits. Notwithstanding any other
provision of Title 6 of this code, the salary and benefits for any person
designated to act as retirement administrator pursuant to Section 6.127.020 may
be determined by written agreement between the boards of retirement and
investments and such designated person. In the event of any inconsistency
between the provisions of Title 6 of this code and such written agreement, the
provisions of the written agreement shall control.
2. Exceptional or
Extraordinary Service. Notwithstanding Section 6.08.360, a person designated to
act as retirement administrator pursuant to Section 6.127.020 of this code may
receive additional compensation for future service in the succeeding year,
payable in one or more lump-sum payments and in such manner as may be authorized
by the boards of retirement and investments. Such payment, if any, shall be
granted in recognition of exceptional or extraordinary service.
3. Salary
Adjustment. Notwithstanding Section 6.08.330 E, adjustments to the base salary
of a person designated to act as retirement administrator pursuant to Section
6.127.020 of this code may be made by the boards of retirement and investments
and shall take effect when designated by the boards. Such adjustments need not
fall within the designated person's Salary Range.
C. Performance
Compensation Program. The Boards of Retirement and Investments may, by
resolution, provide for a performance compensation program applicable to
designated participants.
D. 1. In addition to any other compensation
provided for in this code, any person employed at LACERA in one of the following
classes who possesses a valid Certified Public Accountant license issued by the
state of California or a valid Certified Government Financial Manager
certification issued by the Association of Government Accountants shall be
entitled to compensation at a rate two schedules higher than that established
for the class in Section 6.28.050 of this code:
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Title:
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Item No.
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|
|
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Assistant Chief, Internal Audit, LACERA
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0766
|
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Assistant Division Manager, LACERA
|
0771
|
|
Chief, Internal Audit, LACERA
|
0774
|
|
Division Manager, LACERA
|
0773
|
|
Internal Auditor, LACERA
|
0764
|
|
Internal Auditor, LACERA
|
0765
|
|
Principal Internal Auditor, LACERA
|
0762
|
|
Senior Internal Auditor, LACERA
|
0763
|
|
Special Assistant, LACERA
|
0775
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2. Any person employed at LACERA in the following classes who
possesses a valid Certified Internal Auditor certification from the Institute of
Internal Auditors or a valid Certified Information Systems Auditor certification
from the Information Systems Audit and Control Association shall be entitled to
compensation at a rate two schedules higher than that established for the class
in Section 6.28.050 of this code:
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Title:
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Item No.
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|
|
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Assistant Chief, Internal Audit, LACERA
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0766
|
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Assistant Division Manager, LACERA
|
0771
|
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Chief, Internal Audit, LACERA
|
0774
|
|
Internal Auditor, LACERA
|
0764
|
|
Internal Auditor, LACERA
|
0765
|
|
Principal Internal Auditor, LACERA
|
0762
|
|
Senior Internal Auditor, LACERA
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0763
|
|
Special Assistant, LACERA
|
0775
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3. Any person employed at LACERA in the following classes who
possesses a valid Certified Public Finance Officer certification from the
Government Finance Officers Association shall be entitled to compensation at a
rate two schedules higher than that established for the class in Section
6.28.050 of this code:
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Title:
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Item No.
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|
|
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Assistant Chief, Internal Audit, LACERA
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0766
|
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Assistant Division Manager, LACERA
|
0771
|
|
Chief, Internal Audit, LACERA
|
0774
|
|
Division Manager, LACERA
|
0773
|
|
Internal Auditor, LACERA
|
0764
|
|
Internal Auditor, LACERA
|
0765
|
|
Principal Internal Auditor, LACERA
|
0762
|
|
Senior Internal Auditor, LACERA
|
0763
|
4. Any person employed at LACERA in the following classes who
possesses a valid Certified Employee Benefits Specialist designation from the
International Foundation of Employee Benefit Plans and the Wharton School of the
University of Pennsylvania shall be entitled to compensation at a rate two
schedules higher than that established for the class in Section 6.28.050 of this
code:
|
Title:
|
Item No.
|
|
|
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Assistant Division Manager, LACERA
|
0771
|
|
Chief, Quality Assurance and Metrics, LACERA
|
0780
|
|
Division Manager, LACERA
|
0773
|
|
Legislative Affairs Officer, LACERA
|
0795
|
|
Section Head, LACERA
|
0772
|
|
Special Assistant, LACERA
|
0775
|
|
Supervising Administrative Assistant III, LACERA
|
0424
|
5. Any person employed at LACERA in the following classes who
possesses a valid Worker's Compensation Claims Professional certification from
the Insurance Education Association shall be entitled to compensation at a rate
two schedules higher than that established for the class in Section 6.28.050 of
this code:
|
Title:
|
Item No.
|
|
|
|
Disability Retirement Specialist
|
1648
|
|
Disability Retirement Specialist Supervisor
|
1643
|
|
Division Manager, LACERA
|
0773
|
|
Human Resources Analyst, LACERA
|
0434
|
|
Senior Disability Retirement Specialist
|
1632
|
|
Senior Human Resources Analyst, LACERA
|
0436
|
6. Any person employed at LACERA in the following classes who
possesses a valid Chartered Financial Analyst certification from the Association
for Investment Management and Research shall be entitled to compensation at a
rate two schedules higher than that established for the class in Section
6.28.050 of this code.
|
Title:
|
Item No.
|
|
|
|
Chief Investment Officer, LACERA
|
0493
|
|
Finance Analyst I, LACERA
|
0767
|
|
Finance Analyst II, LACERA
|
0768
|
|
Finance Analyst III, LACERA
|
0769
|
|
Principal Investment Officer, LACERA
|
0495
|
|
Senior Investment Officer, LACERA
|
0492
|
7. Any person employed at LACERA in the following classes who
possesses a valid Certified Compensation Professional designation from
WorldatWork, formerly the American Compensation Association, shall be entitled
to compensation at a rate two schedules higher than that established for the
class in Section 6.28.050 of this code:
|
Title:
|
Item No.
|
|
|
|
Assistant Director, Human Resources, LACERA
|
0437
|
|
Director, Human Resources, LACERA
|
0425
|
|
Human Resources Analyst, LACERA
|
0434
|
|
Senior Human Resources Analyst, LACERA
|
0436
|
8. In no event shall a person receive compensation pursuant to any of
the subsections of subsection C for any period prior to the date on which he
presents at least one of the certificates designated therein to the Retirement
Administrator or person designated by the Retirement Administrator, nor shall
any person receive compensation for more than one of the certificates designated
therein.
E. Assignment of additional responsibilities. Notwithstanding any
other provision of this Title 6, any person employed by the Los Angeles County
Employees Retirement Association, if designated by a person designated to act as
retirement administrator pursuant to Section 6.127.020, shall be entitled to
additional compensation equivalent to one, two, three or four schedules above
that provided in Section 6.28.050 for additional responsibilities which are
assigned by the person designated to act as retirement administrator. (Ord.
2009-0013 § 10, 2009; Ord. 2007-0095 § 4, 2007; Ord. 2007-0085 §
2, 2007; Ord. 2006-0053 § 2 (part), 2006.)
6.127.040 LACERA Tier I and Tier II Management Appraisal and Performance Plan.
A. Purpose. The purpose of the Management Appraisal and Performance Plan
is to improve LACERA's ability to employ executive, senior management, and
management employees, to evaluate and compensate those employees for the
contributions they make toward achieving LACERA priorities, and to motivate them
to excel and achieve high efficiency, reduce costs, realize expected revenues,
and deliver quality services to LACERA's members and
beneficiaries.
B. Definitions. The following terms when used in this Section
6.127.040 with initial capital letters, unless the context clearly indicates
otherwise, shall have the following respective meanings:
1. "Appointing
Authority" means the retirement administrator as to Participants serving on the
staff of the Los Angeles County Employees Retirement Association. The board of
retirement and the board of investments jointly shall be the Appointing
Authority for any person designated to act as retirement administrator pursuant
to Section 6.127.020 of this code.
2. "Control Point" means the midpoint of
each Salary range as indicated in the Tier I Salary Structure. The Control Point
for each Tier II Salary range shall be the same as the similarly numbered Tier I
Salary range.
3. "General Salary Adjustment" means an across-the-board
adjustment in the actual base salaries of Tier I and/or Tier II Participants. A
General Salary Adjustment may be implemented only by specific action of the
board of supervisors as requested by the board of retirement and board of
investments jointly and may or may not be accompanied by a concurrent adjustment
in the Salary Structure.
4. "Participant" means a person employed in a
position in a class which has been approved by the board of supervisors as
requested by the board of retirement and board of investments jointly for
inclusion in the Management Appraisal and Performance Plan.
5. "Plan" means
the Management Appraisal and Performance Plan set forth in this Section
6.127.040.
6. "Salary Structure" means the Tier I and Tier II Salary ranges
specified in Section 6.26.020 A.
7. "Tier I" means that part of the Plan
that is applicable to unclassified management positions and other positions
specifically designated as eligible for Tier I by the board of supervisors as
requested by the board of retirement and board of investments jointly. Salary
ranges applicable to Tier I Participants are designated by the letters "LR" in
Sections 6.28.050 and 6.26.020 A of this code. Tier I Salary ranges are defined
in terms of a minimum rate, a maximum rate, and a Control Point and are divided
into quartiles for salary administration purposes in accordance with the
provisions of Section 6.08.370.
8. "Tier II" means that part of the Plan
that is applicable to all Participants other than Tier I Participants. Salary
ranges applicable to Tier II Participants are designated by the letters "LS" in
Sections 6.28.050 and 6.26.020 A of this code. Tier II Salary ranges consist of
18 salary steps, with the first 12 being 3 percent apart and the last six steps
being 1 ½ percent apart.
9. "Tier I Merit Adjustment" means movement
through the applicable LR range based on an evaluation of performance as
provided for in the Plan and any pertinent instructions issued by the retirement
administrator. A Tier I Merit Adjustment may range from zero to 5 percent with
respect to any given rating period.
10. "Tier II Step Advancement" means
advancement to the next salary step in the applicable LS range based on an
evaluation of performance as provided for in the Plan and any pertinent
instructions issued by the retirement administrator.
11. "Y-Rate" means, for
purposes of this Part 3, a special salary rate which entitles a person to
receive a salary at a rate higher than the maximum of the Salary range for the
position which the person holds.
C. Applicability of Section 6.127.040
provisions. Notwithstanding any other provision of this Title 6, the salary of a
person employed in a position assigned to a Salary range in Tier I or Tier II of
the Plan shall be determined pursuant to the provisions of this Section
6.127.040; provided, however, that the retirement administrator's salary and
benefits may be determined by written agreement between the board of retirement
and board of investments jointly and the retirement administrator. In the event
of any inconsistency between provisions of this Section 6.127.040 and such
written agreement, the provisions of the written agreement shall control.
D. Position assignment to the Management Appraisal and Performance Plan.
Upon the recommendation of the board of retirement and board of investments
jointly, the board of supervisors may by ordinance, assign classes or positions
to the Plan. The board of retirement and board of investments jointly shall
recommend to the board of supervisors a Salary range for each class or position.
Participants who would otherwise be eligible to receive benefits under
Chapter 5.26, 5.27, and 5.28 of this code shall be eligible to receive benefits
under Chapter 5.26 and the appropriate benefits of either Chapter 5.27 or
Chapter 5.28 of this code. In addition, Participants designated eligible to
receive benefits under Subdivision 1 of Chapter 5.27 or Subdivision 1 of Chapter
5.28 of this code shall be eligible to receive up to eight days sick
leave.
E. Performance management.
1. Performance rating categories and
process.
The retirement administrator, or his/her designee, shall annually
evaluate the performance of each Participant, in accordance with guidelines and
in a format established by the LACERA director of human resources, which shall
provide for an overall performance rating based on the following five category
rating scale:
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--
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"Far Exceeded Expectations"
|
|
--
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"Exceeded Expectations"
|
|
--
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"Met Expectations"
|
|
--
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"Needs Improvement Meeting Expectations"
|
|
--
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"Failed to Meet Expectations"
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The performance management process includes annually setting goals and
defining performance expectations developed jointly by the retirement
administrator or his/her designee and each Participant. The retirement
administrator defines department values for the performance management process.
At the discretion of the retirement administrator, Participants on a leave of
absence during the rating period are not required to have a performance plan
while on an approved leave of absence.
2. Rating period.
a. The rating
period will be as designated by the retirement administrator. However, the
performance of each Participant will be reviewed periodically by the retirement
administrator or his/her designee during the performance period. At the
conclusion of the rating period, the retirement administrator or his/her
designee will review the performance of each Participant and complete an
evaluation form in the manner established by the LACERA director of human
resources. At the discretion of the retirement administrator, an evaluation form
may be completed for those Participants with less than six months service in the
Plan. The retirement administrator or his/her designee shall have the option of
rating Participants on leave for more than six months of the rating period.
Participants on leave for less then six months shall be given an overall
performance rating except in the case where the LACERA director of human
resources has determined that unusual circumstances exist. Where Participants on
a leave of absence are rated, any Tier I Merit Salary Adjustment or Tier II Step
Advancement may, at the discretion of the retirement administrator, be granted
upon the Participant's return to work. Participants who are not rated shall not
be granted a Tier I Merit Salary Adjustment or a Tier II Step
Advancement.
b. In the case of the retirement administrator, the evaluation
shall be in accordance with the procedures established by the board of
retirement and board of investments jointly.
3. Performance evaluation
timeliness. Tier I Merit Salary Adjustments and/or Tier II Step Advancements
will be withheld for both the rater and employee being rated if the performance
evaluation has not been submitted on a timely basis in accordance with
timeframes established by the LACERA director of human resources or by the
retirement administrator or his or her designee. Upon submission of the
performance evaluation, the employee being rated will be eligible for a
retroactive Tier I Merit Salary Adjustment or Tier II Step Advancement based on
his/her performance rating. However, in no case where a performance evaluation
was not submitted on a timely basis shall the rater receive a retroactive Tier I
Merit Salary Adjustment or Tier II Step Advancement.
4. Performance rating
transition. For Participants previously evaluated under Civil Service Rule
20.04, the last performance evaluation rating under Civil Service Rule 20.04
shall be used for all purposes on or after October 1, 2008 and continuing only
until a new performance rating is given under Tier I or Tier II of the Plan.
Performance evaluation ratings under Civil Service Rule 20.04 shall be treated
as they are the same as Tier I and Tier II Plan ratings as
follows:
a. Permanent Employees.
|
"Outstanding"
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= "Far Exceeded Expectations"
|
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"Very Good"
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= "Exceeded Expectations"
|
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"Competent"
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= "Met Expectations"
|
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"Improvement Needed"
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= "Needs Improvement Meeting Expectations"
|
|
"Unsatisfactory"
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= "Failed to Meet Expectations"
|
b. Probationary Employees.
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"Competent"
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= "Met Expectations"
|
|
"Unsatisfactory"
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= "Failed to Meet Expectations"
|
F. Appeal process.
1. Initial Review. In the case of a disputed
individual performance evaluation and rating, the affected Participant shall be
afforded full opportunity to present, in writing, his/her request for review and
modification of the rating to the Participant's immediate supervisor. Such
requests shall be made within 10 business days of receipt of a performance
rating. The decision of the supervisor shall be final subject to review and
reconsideration as outlined in subsection 2 of this section. In the case of an
assistant executive officer, such presentation shall be made to the retirement
administrator, whose decision shall be final.
2. LACERA Director of Human
Resources Review. Within 10 business days of receipt of the decision of the
supervisor under subsection 1 of this section, any affected Participant, except
an assistant executive officer, may request review by the director of human
resources and reconsideration by the supervisor for a performance rating of
"Needs Improvement Meeting Expectations" or "Failed to Meet Expectations." The
director of human resources shall review the process and submit recommendations
to the retirement administrator, who will then render a final decision on the
evaluation and rating. The decision of the retirement administrator shall be
conclusive.
G. Tier I and Tier II Management Appraisal and Performance Plan
General Salary Adjustment provisions. The retirement administrator shall
recommend, as appropriate, and the board of retirement and board of investments
jointly may approve General Salary Adjustments for Participants. General Salary
Adjustments are adjustments that are across-the-board in nature and that affect
the Salary Structure for Tier I and Tier II. General Salary Adjustments, where
implemented, are intended to keep pace with external salary inflation and
preserve internal pay relationships with other LACERA employees who are not
Participants. In recommending a General Salary Adjustment, the retirement
administrator shall consider both LACERA's operational needs, including the need
to recruit and retain quality personnel under the Plan, and LACERA's ability to
pay for the adjustments.
H. Tier I and Tier II Management Appraisal and
Performance Plan basic salary structures.
1. Reassignment of Positions. The
retirement administrator shall recommend to the board of retirement and board of
investments reassignment of positions to higher or lower Tier I or Tier II
Salary ranges when appropriate as necessitated by external market conditions or
changes in the duties and responsibilities of affected positions.
2. Salary
Rate Below the Minimum of the Salary Range. A Participant's salary may fall
below the minimum of the Salary range as a result of a Salary Structure
adjustment. In such case, there shall be no adjustment in the Participant's
salary absent specific authorization and instruction from the board of
retirement and board of investments jointly or the retirement administrator.
When an employee's salary rate falls below the minimum of the Salary range, it
shall not constitute a demotion.
3. Placement or movement in Salary Range.
By specific action, the board of retirement and board of investments jointly or
the retirement administrator may provide for salary placement or subsequent
movement of an employee at any rate within the established Salary range for the
position he/she holds. Movement in the Salary range may result in either an
increase or decrease to a Participant's current salary.
4. Equivalency of
Compensation. An employee who is receiving additional compensation pursuant to
Section 6.10.070, Section 6.10.073 A and B, Section 6.44.015, Section 6.50.020,
or Section 6.64.020 A of this code shall, at the time his or her position is
assigned to the Plan, be designated a salary rate on the appropriate Salary
range that is not less than his/her then current salary, including such
additional compensation.
5. Change of Status. When a person receives a
change of classification, is transferred, or is appointed from an eligible list
to a position, such change of status shall not be deemed a promotion or demotion
when there is a difference of less than 2.75 percent between the Control Point
of the old Salary range and the Control Point of the new Salary range or between
the Control Point of the new Salary range and the highest step of a position not
designated for the Plan. Said person will be placed within the Salary range at
his/her then current salary, or for Tier II, placed on the nearest step that
does not result in a decrease in salary for the participant. Where the new
position is outside the Plan, the employee's salary step placement shall be
determined as otherwise provided by this code.
6. Reduction of Salary Range.
When a person continues to hold a position whose Salary range is reduced or
which is reclassified to a lower level, said person will be placed within the
new Salary range at his/her current salary, or for Tier II, placed on the
nearest step that does not result in a decrease in salary for the participant.
If the current salary is higher than the new salary range maximum, said person's
rate of pay shall be identified as a Y-Rate, which shall remain until such time
as the Y-Rate is within the Salary range for the position.
7. Appointment to
Lower-Level Position. When a person on a higher position is appointed from an
eligible list to a lower-level position, or is voluntarily reduced, he/she shall
be placed at any salary within the Salary range for the lower-level position or
his/her current salary, whichever is less. Notwithstanding any other provision
of this subsection 7, a person appointed prior to completion of his/her
probationary period on the higher position shall be placed at a salary within
the Salary range of the lower position, in accordance with the provisions of
Section 6.08.345.
8. Equivalency of Grade. A class in Tier I is deemed to be
equal in grade to a class in Tier II if the two Salary Ranges are equal in terms
of the minimum and maximum rates as indicated by the numeric designation
assigned to the Salary ranges. (A class compensated at LR10 in Tier I is, for
example, equal in grade to a class compensated at LS10 in Tier II). A class in
Tier I or Tier II is deemed equal in grade to a class paid in accordance with
Chapter 6.08, Part 1 of this title if the top step of the class compensated
under Part 1 is less than 2.75 percent above or below the Control Point of the
Salary range for the Tier I or Tier II class as the case may
be.
9. Exception for Certain Participants. The compensation of any
Participant employed in a class or position designated by an item sub other than
"A" or "L" pursuant to the provisions of Section 6.28.020 A shall be limited to
that provided by this subsection. Such Participant shall be compensated at a
salary rate not to exceed the Control Point of the Salary range or at any salary
within the Salary range, with the concurrence of the retirement administrator.
The salary rate for such Participants shall be adjusted in accordance with the
approved General Salary Adjustments provided the retirement administrator
certifies such Participant's performance is equivalent to "Met Expectations" or
better.
I. Demotion. Upon demotion of a Participant from a higher-level
position to a lower-level position the Participant's Salary shall be determined
as follows:
1. Permanent Status. Any person who has completed the
probationary period for the higher-level position and voluntarily demotes to
another position on a lower Salary range shall be placed at any salary within
the lower Salary range, provided said salary does not exceed the maximum of the
new Salary range for the lower-level position or his/her current salary,
whichever is less. When a person is involuntarily demoted for discipline or
performance reasons, the Appointing Authority may place said person at any place
within the Salary range of the lower-level position at a rate not to exceed
his/her current salary.
2. Probationary Status. Any person demoted to
another class prior to completion of the probationary period for the
higher-level position shall be returned to the salary held prior to the
promotion as though the person had never occupied the higher-level
position.
3. Demotion to Position Outside the Plan. Any person demoted to a
class not compensated pursuant to the provisions of this Section 6.127.040 shall
be placed at an appropriate salary in accordance with the provisions of Section
6.08.110 of Part 1 of this code.
J. Reinstatement, reemployment, and
restoration.
1. Reinstatement. The Salary of a person reinstated to a Tier I
position following separation from County service will be determined in
accordance with the provisions of Section 6.127.040 M.1 and the salary of a
person reinstated to a Tier II position following separation from County service
will be determined in accordance with the provisions of Section 6.127.040 P.1,
as if the person was entering County service as a new hire. However, persons
reinstated pursuant to Government Code Section 31680.7 may be placed at any
salary rate not to exceed the salary paid to said person prior to retirement
unless a higher rate is specifically authorized by the retirement
administrator.
2. Reemployment. A person reemployed under Civil Service Rule
19.08 to the position held immediately prior to separation will be reemployed at
the same salary rate within the Salary range for the position held prior to
separation or the minimum of the Salary range, whichever is greater. A person
reemployed on a different position than that previously held prior to separation
will be reemployed at the maximum of the Salary range for the new position or at
the same salary paid to said person prior to separation, whichever is the
lesser. An employees whose last performance rating was "Needs Improvement
Meeting Expectations" or "Failed to meet Expectations" shall not be
reemployed.
3. Restoration. When a person is restored to a higher-level
position in either Tier I or Tier II, the person may be placed within the Salary
range at his/her current salary or his/her previous salary. If the salary falls
below the minimum of the Salary range for the restored position, the employee
shall be placed at the minimum of the Salary range for the restored position.
K. Special provisions. The provisions of Chapter 6.10 shall apply to
Participants except as modified, deleted, or supplemented below. Special rates
shall not be included in base salary for the purpose of calculating pay
increases.
1. Temporary Assignments--Special Rate. Any Participant assigned
to perform all of the significant duties of a higher-level position in an acting
or temporary capacity during the absence from work of an incumbent of an
included position or when such position is vacant for 30 calendar days or
longer, shall be provided, during the term of the assignment, additional
compensation of 5.5 percent. The retirement administrator may approve a higher
amount that does not exceed the maximum of the Salary range for the higher level
position and may waive the 30 day requirement based on the needs of the
service.
2. Out-of-Class Assignments. The provisions of Section 6.10.040
shall not apply to Participants.
3. Manpower Shortage Recruitment Rates. The
provisions of Section 6.10.050 shall not apply to Participants.
4. Manpower
Shortage Ranges. The provisions of Section 6.10.060 shall not apply to
Participants; provided, however, that in addition to all other compensation
provided by this code, the retirement administrator may adjust the salary of one
or more Participants up to 11 percent pursuant to provisions in Section 6.10.060
when such adjustment is necessary to preserve supervisory pay differentials or
to maintain internal pay equity following adjustments in pay for
non-participants pursuant to Section 6.10.050 or Section 6.10.060. Such
additional compensation may be discontinued by the retirement administrator in
the same manner and subject to the same terms and conditions as such pay under
Section 6.10.050 may be discontinued for non-participants.
5. Additional
Compensation for Supervisors. The provisions of Section 6.10.070 shall not apply
to Participants; provided, however, that in addition to all other compensation
provided by this code, the retirement administrator may adjust the salary of a
Participant when such adjustment is appropriate to maintain a supervisory
differential of up to 5.5 percent between the Participant and his/her highest
paid subordinate providing such organization is permanent and has been approved
by the retirement administrator. Such additional compensation may be
discontinued by the retirement administrator in the same manner and subject to
the terms and conditions as such pay under Section 6.10.070 may be
discontinued.
6. Assignment of Additional Responsibility. The provisions of
Section 6.10.073 shall apply to Participants except that such additional
compensation authorized in accordance with the provisions of Section 6.10.073
shall be up to 11 percent of a Participant's current salary.
7. Merit
Bonuses for Managers. The provisions of Section 6.10.075 shall not apply to
Participants.
8. Acting Department Head--Additional Compensation.
Participants may be provided additional compensation of 5.5 percent, unless a
higher amount is approved by the retirement administrator.
9. Standby Pay.
The provisions of Section 6.10.120 shall not apply to Participants.
L. Transition to Management Appraisal and Performance Plan -- Tier I and
Tier II.
1. Notwithstanding any other provision of this code, any employee
who, on September 1, 2008, was a Participant in the Plan and who, on October 1,
2008 is a Participant in Tier I of the Plan, as amended, shall receive no change
in salary on October 1, 2008 as a consequence of any amendments to the Plan
which became operative on that date. The Participant's actual salary in such
case may or may not fall within the established Tier I
Range.
2. Notwithstanding any other provisions of this code, any employee
who, on September 1, 2008, was a Participant in the Plan and who, on October 1,
2008, is a Participant in Tier II of the Plan, as amended, shall, effective
October 1, 2008, be placed on the Tier II salary step closest to the
Participant's September 1, 2008 salary that does not result in a decrease in
salary.
M. Tier I establishment of salary upon appointment. A person
appointed to a class or position designated as participating in Tier I of the
Plan shall be paid as follows:
1. Appointment of Persons Not Currently
Employed by LACERA. The retirement administrator may designate a salary at any
rate within the first three quartiles of the Salary range established for the
position to which the person is being appointed. Appointment at a salary rate
within the fourth quartile of the Salary range shall require prior approval by
the board of retirement and board of investments jointly.
2. Promotional
Appointments. A person being promoted from another position in county or LACERA
service shall be compensated at a salary within the Salary range of the higher
position, except that such person shall receive an increase of at least 5.5
percent, rounded to the nearest dollar, above his/her previous base salary but
not less than the minimum of the Salary range. Persons compensated at a Y-Rate
shall receive an increase of 5.5 percent, rounded to the nearest dollar, over
the maximum of the Salary range for the person's present position. If the person
would thereby suffer a reduction in salary, said person will be placed at
his/her current salary or at such higher salary as may be specifically
authorized by the retirement administrator.
N. Tier I General salary
adjustment provision. General Salary Adjustments for Tier I Participants will
take the form of a percentage change in the LR-Range Salary structure on
specific dates approved by the board of retirement and board of investments
jointly with concurrent changes in the actual salaries of Participants. Only
Tier I Participants who have received a current performance evaluation of "Met
Expectations" or better shall receive a General Salary Adjustment.
O. Tier I
merit salary adjustment provisions. Annually, the retirement administrator shall
recommend a Merit Salary Adjustment, ranging from a minimum of zero percent to a
maximum of 5 percent. Such Merit Salary Adjustments shall be limited to
Participants whose current performance rating is "Met Expectations" or higher
and shall take effect on October 1st of each year except as otherwise provided
by this Plan and provided further that such adjustment shall be limited to
Participants who have worked at least six months in the Tier I position. Such
adjustments may apply to and/or result in a salary that falls outside the
established Tier I Salary range.
P. Tier II establishment of step placement
upon appointment. A person appointed to a class or position designated as
participating in the Tier II Management Appraisal and Performance Plan shall be
paid as follows:
1. Appointment of Persons Not Employed by the county or
LACERA . For persons not employed by the county or LACERA and who are appointed
to positions participating in the Tier II Management Appraisal and Performance
Plan, the retirement administrator may designate any step up to and including
step 12 of the Salary range established for the position to which the person is
being appointed, provided the retirement administrator makes a written finding
based on an analysis of factors to justify hiring above the minimum of the
Salary range. Appointment to a salary rate greater than step 12 shall require
prior approval of the board of retirement and board of investments
jointly.
2. Promotional Appointments. A person being promoted from another
position in county or LACERA service shall be compensated at a salary within the
Salary range of the higher position, except that such persons shall receive an
increase of at least 5.5 percent, plus step placement, above his/her previous
base salary, but not less than the minimum of the Salary range. Promotional
increases greater than 5.5 percent, plus step placement, shall require the
approval of the retirement administrator. Persons compensated at Y-Rate shall
receive the salary within the Salary range of the higher-level Position which
provides an increase of 5.5 percent over the maximum of the Salary range for the
person's present position. If the person would thereby suffer a reduction in
salary, said person will be placed at his/her current salary or as such higher
salary as may be specifically authorized by the retirement administrator.
Q. Tier II General salary adjustment provision. General Salary Adjustments
for Tier II Participants will take the form of a percentage change in the
LS-Range Salary structure on specific dates approved by the board of retirement
and board of investments jointly with concurrent changes in the actual salaries
of Participants.
R. Tier II Step advancement provisions.
1. In
accordance with guidelines issued by the retirement administrator, each Tier II
Participant may be eligible on October 1st of each year for advancement to the
next salary step on the applicable Tier II LS Range. Such step advancement shall
be limited to Participants who have worked at least six months on their current
salary step and who otherwise meet the conditions for salary step advancement
set forth in the Plan.
2. Step Advancement up to and including step 12
requires, in addition to the provisions of subsection A above, that a
Participant have a current performance rating of at least "Met
Expectations."
3. Step Advancement beginning with Step 13 and above
requires, in addition to the provisions of subsection A above, that a
Participant have a current performance rating of at least "Exceeded
Expectations" or better. (Ord. 2009-0013 § 11, 2009.)
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